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175. A Reformed Financial Sector for Europe: Commission Communication. Brussels, 15 May 2014
176. Action Plan: European company law and corporate governance – a modern legal framework for more engaged shareholders and sustainable companies: Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions. COM/2012/0740 final
177. Commission Decision № 2001/527/EC of 6 June 2001 establishing the Committee of European Securities Regulators
178. Commission Decision № 2001/528/EC of 6 June 2001 establishing the European Securities Committee
179. Commission Recommendation 77/534/EEC of 25 July 1977 concerning a European code of conduct relating to transactions in transferable securities
180. Communication from the Commission to the European Parliament and the Council. A Roadmap towards a Banking Union/* COM/2012/0510 final – 2012
181. Completing the Internal Market: White paper from the Commission to the European Council. Brussels, 14 June 1985
182. Consolidated version of the Treaty on the Functioning of the European Union – Protocols – Annexes – Declarations annexed to the Final Act of the Intergovernmental Conference which adopted the Treaty of Lisbon, signed on 13 December 2007
183. Council Directive 2008/7/EC of 12 February 2008 concerning indirect taxes on the raising of capital
184. Council Directive 73/183/EEC of 28 June 1973 on the abolition of restrictions on freedom of establishment and freedom to provide services in respect of self– employed activities of banks and other financial institutions
185. Council Directive 79/279/EEC of 5 March 1979 Coordinating the Conditions For the Admission of Securities to Official Stock Exchange Listing (Admissions Directive)
186. Council Directive 80/390/EEC of 17 March 1980 coordinating the requirements for the drawing up, scrutiny and distribution of the listing particulars to be published for the admission of securities to official stock exchange listing (Listing Particulars Directive)
187. Council Directive 82/121/EEC of 15 February 1982 on information to be published on a regular basis by companies the shares of which have been admitted to official stock-exchange listing (Interim Reports Directive)
188. Council Directive 85/611/EEC of 20 December 1985 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS I)
189. Council Directive 88/361 EEC of 24 June 1988 for the implementation of Article 67 of the Treaty (Capital Movements Directive)
190. Council Directive 88/627/EEC of 12 December 1988 on the information to be published when a major holding in a listed company is acquired or disposed of (Major Holdings Directive)
191. Council Directive 89/298/EEC of 17 April 1989 coordinating the requirements for the drawing-up, scrutiny and distribution of the prospectus to be published when transferable securities are offered to the public (Public Offers Directive)
192. Council Directive 89/592/EEC of 13 November 1989 coordinating regulations on insider dealing (Insider Dealing Directive)
193. Council Directive 93/22/EEC of 10 May 1993 on investment services in the securities field (Investment Services Directive (ISD))
194. Council Directive 93/6/EEC of 15 March 1993 on the capital adequacy of investments firms and credit institutions (Capital Adequacy Directive (CAD))
195. Council Regulation (EC) № 1346/2000 of 29 May 2000 on insolvency proceedings
196. Council Regulation (EU) № 1024/2013 of 15 October 2013 conferring specific tasks on the European Central Bank concerning policies relating to the prudential supervision of credit institutions
197. Directive 2001/108/EC of the European Parliament and of the Council of 21 January 2002 amending Council Directive 85/611/EEC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS), with regard to investments of UCITS (UCITS III)
198. Directive 2001/34/EC of the European Parliament and of the Council of 28 May 2001 on the admission of securities to official stock exchange listing and on information to be published on those securities
199. Directive 2002/47/EC of the European Parliament and of the Council of 6 June 2002 on financial collateral arrangements (Financial Collateral Arrangements Directive (FCD))
200. Directive 2002/65/EC of the European Parliament and of the Council of 23 September 2002 concerning the distance marketing of consumer financial services and amending Council Directive 90/619/EEC and Directives 97/7/EC and 98/27/EC
201. Directive 2002/87/EC of the European Parliament and of the Council of 16 December 2002 on the supplementary supervision of credit institutions, insurance undertakings and investment firms in a financial conglomerate and amending Council Directives 73/239/EEC, 79/267/EEC, 92/49/EEC, 92/96/EEC, 93/6/EEC and 93/22/EEC, and Directives 98/78/EC and 2000/12/EC of the European Parliament and of the Council
202. Directive 2003/6/EC of the European Parliament and of the Council of 28 January 2003 on insider dealing and market manipulation (Market Abuse Directive (MAD)
203. Directive 2003/71/EC of the European Parliament and of the Council of 4 November 2003 on the prospectus to be published when securities are offered to the public or admitted to trading and amending Directive 2001/34/EC (Prospectus Directive)
204. Directive 2004/109/EC of the European Parliament and of the Council of 15 December 2004 on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market and amending Directive 2001/34/EC (Transparency Directive)
205. Directive 2004/25/EC of the European Parliament and of the Council of 21 April 2004 on takeover bids
206. Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments amending Council Directives 85/611/EEC and 93/6/EEC and Directive 2000/12/EC of the European Parliament and of the Council and repealing Council Directive 93/22/EEC (MiFID)
207. Directive 2006/49/EC of the European Parliament and of the Council of 14 June 2006 on the capital adequacy of investment firms and credit institutions) (вместе с Директивой 2006/48/ЕС представляет собой Capital Requirements Directive (CRD I)
208. Directive 2007/36/EC of the European Parliament and of the Council of 11 July 2007 on the exercise of certain rights of shareholders in listed companies (Shareholder Rights Directive)
209. Directive 2008/18/EC of the European Parliament and of the Council of 11 March 2008 amending Council Directive 85/611/EEC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS), as regards the implementing powers conferred on the Commission
210. Directive 2009/44/EC of the European Parliament and of the Council of 6 May 2009 amending Directive 98/26/EC on settlement finality in payment and securities settlement systems and Directive 2002/47/EC on financial collateral arrangements as regards linked systems and credit claims
211. Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS IV)
212. Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers and amending Directives 2003/41/EC and 2009/65/EC and Regulations (EC) № 1060/2009 and (EU) № 1095/2010 (AIFM)
213. Directive 2012/30/EU of the European Parliament and of the Council of 25 October 2012 on coordination of safeguards which, for the protection of the interests of members and others, are required by Member States of companies within the meaning of the second paragraph of Article 54 of the Treaty on the Functioning of the European Union, in respect of the formation of public limited liability companies and the maintenance and alteration of their capital, with a view to making such safeguards equivalent
214. Directive 2013/34/EU of the European Parliament and of the Council of 26 June 2013 on the annual financial statements, consolidated financial statements and related reports of certain types of undertakings, amending Directive 2006/43/EC of the European Parliament and of the Council and repealing Council Directives 78/660/EEC and 83/349/EEC
215. Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC (CRD)
216. Directive 2014/57/EU of the European Parliament and of the Council of 16 April 2014 on criminal sanctions for market abuse (Market Abuse Directive)
217. Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (MiFID II)
218. Directive 2014/91/EU of the European Parliament and of the Council of 23 July 2014 amending Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) as regards depositary functions, remuneration policies and sanctions) (UCITS V)
219. Directive 97/9/EC of the European Parliament and of the Council of 3 March 1997 on investor-compensation schemes (Investor Compensation Schemes Directive)
220. Directive 98/26/EC of the European Parliament and of the Council of 19 May 1998 on settlement finality in payment and securities settlement systems (Settlement Finality Directive (SFD))
221. Driving European Recovery: Commission Communication for the Spring European Council. Brussels, 4 March 2009
222. European Parliament and Council Directive 95/26/EC of 29 June 1995 amending Directives 77/780/EEC and 89/646/EEC in the field of credit institutions, Directives 73/239/EEC and 92/49/EEC in the field of non– life insurance, Directives 79/267/EEC and 92/96/EEC in the field of life assurance, Directive 93/22/EEC in the field of investment firms and Directive 85/611/EEC in the field of undertakings for collective investment in transferable securities (UCITS), with a view to reinforcing prudential supervision
223. Final Report of the Committee of Wise Men on the Regulation of European Securities Markets. Brussels, 15 February 2001
224. Financial Services Policy 2005–2010: White Paper. Brussels, 5 December 2005
225. Green paper on long-term financing of the European economy. Brussels, COM/2013/0150 final
226. Green Paper. Shadow Banking. European Commission, Brussels, 19.3.2012, COM (2012) 102 final
227. Presidency Conclusions. European Council, Brussels, 18–19 June 2009
228. Proposal for a Council Directive of 16 March 2011 on a Common Consolidated Corporate Tax Base (CCCTB). Brussels, COM(2011) 121/4
229. Proposal for a Council Directive of 28 September 2011 on a common system of financial transaction tax and amending Directive 2008/7/EC. Brussels, COM/2011/594 final
230. Proposal for a regulation of the European Parliament and of the Council on reporting and transparency of securities financing transactions. European Commission, Brussels, 29.1.2014/COM(2014) 40 final
231. Regulating Financial Services for Economic Growth: Commission Communication. Brussels, 2 June 2010
232. Regulation (EU) № 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision № 716/2009/EC and repealing Commission Decision 2009/77/EC
233. Regulation (EU) № 575/2013 on prudential requirements for credit institutions and investment firms (CRR)
234. Regulation (EU) № 596/2014 on market abuse (Market Abuse Regulation (MAR))
235. Regulation (EU) № 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories (European Market Infrastructure Regulation (EMIR))
236. Regulation (EU) № 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation (EU) № 236/2012) (Central Securities Depositories Regulation (CSDR))
237. Regulation (EU) № 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) № 648/2012 (MiFIR)
238. Second Council Directive 77/91/EEC of 13 December 1976 on coordination of safeguards which, for the protection of the interests of members and others, are required by Member States of companies within the meaning of the second paragraph of Article 58 of the Treaty, in respect of the formation of public limited liability companies and the maintenance and alteration of their capital, with a view to making such safeguards equivalent
239. Single European Act (SEA), signed in Luxembourg on 17 February 1986 by the nine Member States and on 28 February 1986 by Denmark, Italy and Greece
240. The Commission Recommendation on Withholding Tax Relief Procedures. Brussels, COM/2009/7924 final
241. The Development of a European Capital Market. Report of a Group of Experts appointed by the EEC Commission. November 1966
242. The European Commission’s Action Plan for Single Financial Market of 11 May 1999 (Financial Service Action Plan (FSAP))
243. The Giovannini Group. Cross-Border Clearing and Settement Arrangements in the European Union. Brussels, November 2001
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245. Resolucion CONASEV № 107-2010-EF/94.01.1 "Reglamento del Mercado Integrado a traves del Enrutamiento Intermediado"
246. Resolucion CONASEV № 037-2011– EF/94.01.1 aprueba El Capitulo XV "Del Mercado Integrado a traves del Enrutamiento Intermediado" al Reglamento Interno de CAVALI
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251. Jean-Pierre Casey, Karel Lannoo. Europe’s Hidden Capital Markets: Evolution, Architecture and Regulation of the European Bond Market. Brussels, Centre for European Policy Studies, 2005
252. Iris H.-Y. Chiu. Regulatory Convergence in EU Securities Regulation. London: Kluwer Law International, 2008
253. Financial Integration in Europe. European Central Bank, April 2014. 162 pp.
254. From Fragmentation to Financial Integration in Europe / Charles Enoch, Luc Everaert, Thierry Tressel, Jian-Ping Zhou (ed.). Wash., D.C.: International Monetary Fund, 2014
255. Cally Jordan and Ciovanni Majnoni. Financial Regulatory Harmonization and the Globalization of Finance. World Bank Policy Research Working Paper № 2919, October 2002
256. Noah Vardi. The Integration of European Financial Markets: The Regulation of Monetary Obligations. UT Austin Studies in Foreign and Transnational Law, 2011
257. Como negociar en MILA. Lima, BVL// http://www.bvl.com.pe/mila/infografia_mila.pdf
258. Cuadro Comparativo de reglas basicas de negociacionde mercados de Chile – Colombia – Peru
259. Juan Pablo Cordoba, Jose Antonio Martinez. Mercado Integrado. Integracion del mercado de renta variable Chile – Colombia – Peru. November 2010
260. Jorge Hernan Jaramillo. Integracion regional de mercados: MILA Desafios y oportunidades. Presentacion en OICU-IOSCO EMC Annual Meeting 2012. IOSCO, 21/11/2012. 22 diapositivas
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262. Seminario: Mercado Integrado Latinoamericano Oportunidades y Desafios//www.bolsadesantiago.com/Biblioteca%20BCS/Presentaci%C3%B3n%2 0Semiiihrfi:)M!a]iicf;lllbiSier:2yiapc(0tiuniBia: Kea!ä%i2ttrciad20Dtisjjf%l(i/lafiADnH£iJi^ano – MILA. San Jose de Costa Rica, Mayo de 2012
Приложение А
Основные макроэкономические показатели стран СНГ, 2013 г.
Источник: IMF World Economic Outlook Database. October 2014; International Financial Statistics Yearbook 2014; CIA World Factbook 2014
Приложение Б
Активы финансовых институтов стран СНГ, 2013 г.
Активы финансовых институтов стран СНГ, 2013 г.
Конвертация из национальной валюты в доллары проводилась по курсу на конец периода. 0 – СЧА ускользающее мала
Источник: IMF World Economic Outlook Database. October 2014; International Financial Statistics Yearbook 2014; ЭкспертРА; Investfunds.ru
Приложение В
Отдельные показатели финансовых рынков стран СНГ, 2013 г.